HomeMy WebLinkAboutHUR130-003 Accident/Injury InvestigationsCity D1
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CITY PROCEDURE
Procedure Title: Accident/Injury Investigations
Procedure Number:
HUR 130-003 •
Reference:
Occupational Health & Safety Act
Date Originated:
January 30, 2009.
Date Revised:
Approval: Chief Administrative Officer
Point of Contact: Coordinator, Health & Safety
Procedure Objective
The objective of this Procedure is to:
1. assign responsibilities to ensure that injuries, accidents and illnesses are
adequately investigated and reported;
2. ensure all circumstances, contributing factors, and root causes of work-
related critical near misses and accidents are examined and acted upon;
and
3. ensure that corrective actions are undertaken to prevent similar injuries,
accidents and illnesses in the future.
Index
01 Definitions
02 Procedures
01 Definitions
01.01
Accident - A condition or act that results in unexpected injury
or illness; an unforeseen or unplanned occurrence; an
unintended outcome of a condition or act, including:
a) a wilful and intentional act, not being the act of the worker;
b) a chance event occasioned by a physical or natural cause;
and
c) disablement arising out of, and in the course of,
employment.
01.02 Critical injury - An injury of a serious nature that:
a) places life in jeopardy;
b) produces unconsciousness;
c) results in substantial loss of blood;
d) involves the fracture of a leg or arm but not a finger or toe;
e) involves the amputation of a leg, arm, hand or foot but not a
finger or toe;
f) consists of burns to a major portion of the body; or
g) causes the loss of sight in an eye.
01.03 Critical Near Miss - An incident that, under different
circumstances, could have resulted in a critical or fatal injury
and/or significant damage to property, equipment or materials.
A supervisor in charge of the workplace must decide whether
an incident is a critical near miss.
01.04 First Aid - Health services provided by employees of the City
certified as First Aid Attendants or First Responders.
01.05 Incident - An undesired event that under certain
circumstances could have resulted in personal harm, property
loss or damage, or a near miss (close call) situation.
01.06 Incident Log - A notebook used to record notes, facts and
details. A separate log entry is started for each incident.
01.07 Injury - Any physical or functional abnormality or loss which
results from a workplace accident or occupational disease.
Such injuries may result in lost time and/or a requirement for
medical aid or first aid.
01.08 Investigation Kit - Includes notebook, pens and indelible
markers, clipboard, measuring tape, camera, flashlight, barrier
tape, cell phone, emergency call numbers, evidence bags,
personalprotective equipment for the investigator (minimum
nitrile gloves, hard hat, safety vest and safety footwear), first
aid kit.
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Procedure Number: HUR 130-003
01.09 Investigation Records - Includes log book notes, incident
report form (person), incident report form (property loss or
damage), WSIB Employer's Report of Injury/Illness, site
drawings, photographs, witness statements, maintenance logs,
mechanical inspection reports, prior hazard surveys and tests,
user manuals, manufacturers' specifications, Material Safety
Data Sheets (MSDSs), training records, applicable policies and
procedures, any related incident records.
01.10 Investigation Report - A compilation of documents that form
part of the Corporate record and includes a detailed
Investigation Report Memo and an appendix of additional
documents such as the sequence of events (timelines, who did
what and when did they do it?), witness statements, first aid
records, accident and/or incident reports, technical reports,
training records, etc.
01.11 Investigation Report Memo - A document that sets out the
investigation findings and includes:
1) a description of the incident:
a) what happened;
b) who was involved; and
c) when and where it happened.
2) a list of persons that were interviewed and their positions,
titles and organization;
3) a description of the environment and conditions at the time
of the incident;
4) as applicable, a description of any machinery, equipment,
device or power source involved in the incident;
5) as applicable, a description of service & maintenance
records for any machinery, equipment, device or power
source involved in the incident;
6) as. applicable, a description of any materials involved in the
incident;
7) a summary of findings;
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Procedure Number: HUR 130-003
-8) conclusions as to why the incident happened,
specifically the root cause(s) and contributing factors;
and
) recommendations or steps needed to remedy and
prevent another incident.
Documents that should be attached to the Investigation Report
Memo include:
a) a timeline of the sequence of events starting with the
initial reporting;
b) as applicable, a copy of MSDSs for any hazardous
materials involved in the incident;
c) as applicable, a copy of any related technical reports
prepared by engineers, industrial hygienists, mechanics,
laboratories, etc.;
d) as applicable, evidence such as photographs, maps and
drawings; and
e) manufacturer's use specifications and/or operating
instructions for equipment, tools, devices and materials.
Physical evidence other than documents, such as material
samples, personal protective equipment, tools, etc. should be
retained in their 'as found' condition until the investigation is
complete.
01.12 Lost Time - Any absence from work (except the date of the
accident), which results in a loss of wages.
01.13 Medical Aid - Professional services provided by a health care
practitioner, including services provided by or at hospitals and
health facilities.
01.14 Reportable Injuries - All injuries, whether lost time is required
or not, must be reported on the Supervisor's Report of
Injury/Accident. An injury becomes reportable to the
Workplace Safety & Insurance Board when:
a) the employer becomes aware that the employee required
health care as a result of the injury or accident; or
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Procedure Number: HUR 130-003
b) the employer becomes aware that the employee became
unable to perform the usual duties or his or her job as a
result of the injury or accident (including being absent from
work for any period of time, or requiring modified duties for
a period of at least seven days).
01.15 Sequence of Events - A step-by-step timeline that describes
the actions and circumstances before, during and following an
incident.
01.16 Supervisor - A person who has charge of a workplace or
authority over an employee. [Note: A person need not have
the job title "supervisor" to be a supervisor under the
Occupational Health & Safety Act, and may include unionized
supervisory staff such as forepersons, captains and platoon
chiefs].
01.17 Unsafe Act - Specific action or failure to take specific action on
the part of an individual that is within the individual's control.
01.18 Unsafe Attire - Inappropriate personal attire or inappropriate
or poorly fitted personal protective equipment needed for the
task, activity, conditions, materials, equipment, machinery or
devices used.
01.19 Unsafe Procedure or Method - Failure to follow safe work
procedures and guidelines, improper use of equipment, tools
or devices, unauthorized use of equipment, tools or devices,
failure to report a hazard or hazardous condition, failure to
follow instructions.
02 Procedures
02.01
General Policy Overview
Accident investigation is an effective method for collecting
information that can prevent future work-related injuries. All factors
contributing to an incident are examined to determine the
underlying cause(s) and to identify measures needed to prevent a
similar incident from occurring again. It is not the direct purpose of
an investigation to apportion blame on an individual or group.
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Procedure Number: HUR 130-003
02.02 Incidents to be Investigated
The City requires that the following types of incidents be
investigated:
a) incidents that result in Critical/Fatal injuries;
b) critical near misses (close calls) that have the potential to
cause a critical or fatal injury;
c) incidents involving a piece of equipment, machinery, device
or power source;
d) lost time injuries that require treatment by a health care
provider;
e) illnesses caused by exposure to harmful materials;
f) toxic or hazardous material spills or releases in the
workplace;
g)
incidents involving fire or the discharge of a fire
extinguisher;
h) incidents that result in significant damage to property,
equipment or machinery; and
i) incidents involving a contractor or a third party employee
not in the employ of the City.
02.03 Accident/Incident Investigation Procedures
The supervisor initiates an incident log as soon as notified of
an incident, by recording the date and time of the notification
along with the location and the name(s) of any injured persons
and the name of the person reporting the incident.
The supervisor initiates the Critical/Fatal Incident Response if
there are grounds to believe a critical/fatal incident has taken
place. Refer to City Procedure HUR 130-004 Critical and Fatal
Incident Responses.
The supervisor attends the incident site promptly and:
a) assumes command of the scene unless this has already
been established by Police or Fire Services;
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Procedure Number: HUR 130-003
b) scans the scene for immediate hazards; and
c) establishes a safety boundary around the perimeter of the
site, as required.
The supervisor takes steps to ensure that unauthorized
persons do not enter the safety boundary unless they are First
Responders, Emergency Services or employees authorized by
the City to attend accidents.
The supervisor takes steps to preserve the scene unless he or
she must take immediate safety measures to prevent further
injuries, for example, shut down machinery, turn off vehicle
ignitions, shut off fuel pumps, break a circuit, brace a falling
shelf, or use a fire extinguisher.
The supervisor ensures that any person who is injured receives
necessary medical attention.
The supervisor ensures physical evidence is not disturbed until
investigated and documented (for example, by way of
photographs or drawings) or — where applicable, the site has
been released by an Incident Commander (Emergency
Services) or by a Ministry of Labour investigator. Where an
incident results in a critical injury or fatality, the site must not be
disturbed until released by a Ministry of Labour investigator.
Where appropriate for the purpose of the investigation, the
supervisor arranges to have photographs taken of the accident
scene, including photographs of the condition of the workplace,
weather conditions, condition of equipment, tools or machinery
involved in the accident, and of any other item or place that
may be relevant.
The supervisor arranges for the services of investigation
specialists such as engineers, mechanics, industrial hygienist,
and testing laboratories.
The supervisor arranges for Pre -Start Up Inspection by a
qualified person, of any equipment, machinery, mechanical
and powered devices before releasing same back into service.
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Procedure Number: HUR 130-003
02.04 Investigation Reports
Originals of all investigation reports should be sent to the
Department or Division Head, and the Coordinator, Health &
Safety and the Co -Chairs of the Joint Health & Safety
Committee.
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Procedure. Number: HUR 130-003