HomeMy WebLinkAboutCLK 04-16 ', Report to
PJCKE Ri NG Executive Committee
Report Number: CLK 04-16
Date: September 12, 2016
From: Paul Bigioni
Director, Corporate Services & City Solicitor
Subject: City Policy ADM 160, Customer Service Policy
- Bill 8, Public Section and MPP Accountability and Transparency Act, 2014
- • File: A-1100
Recommendation:
1. That Council approve revised City Policy ADM 160, Customer Service Policy (Attachment 1).
Executive Summary: With the inclusion of the municipal sector under the jurisdiction of the
Ontario Ombudsman and the introduction of Bill 8, municipalities have a renewed responsibility to
strengthen and clearly define their own local complaint mechanisms and policies. This gives the
public a clear path to follow when seeking resolution to an issue. In compliance with Bill 8, City
Policy ADM 160, Customer Service Policy has been revised to include more detail regarding our
complaint resolution process.
Financial Implications: None.
Discussion: The Ontario Ombudsman's Office can conduct investigations into
municipal matters based on complaints received directly from the public. Members of the public
will be able to utilize the Ontario Ombudsman if they do not feel their complaints are being heard
by their municipality. It is important that the City have clear guidelines for receiving feedback and
resolving issues relating to public complaints. The Ontario Ombudsman will only investigate a
complaint once local complaint processes have been completed.
Revisions to ADM 160 include additional details regarding the City's complaint tracking and
response procedures, and actions for staff to take in the event they are contacted by the Ontario
Ombudsman.
Attachments:
1. City Policy ADM 160, Customer Service Policy (draft)
CLK 04-16 September 12, 2016
Subject: City Policy ADM 160 Page 2
Prepared By: Prepared By:
Lisa Harker, MPA Debbie Shields
Deputy Clerk City Clerk
Prepared By:
%(6- ---
Judy Hodgson
Division Head, City Administration
Approv
Il
k ndorsed By:
Paul Bigi. i
Director, C•rpora - Services & City Solicitor
DS:Ih
Recommended for the consideration
of Pickering City C uncil
/ ,,/, f A,el . ,-7., ao 6 .
Tony Prevedel, P.Eng.
Chief Administrative Officer
CORP0227-07101 revised
I
CI ly D
Policy
P1CKERJNG
Procedure Title: Customer Service Policy Policy Number
ADM 160
Reference Date Originated (m/d/y) Date Revised (m/d/y) Pages
Resolution #22/09 January 2009 April 2015 5
Bill 8 September 2016
Resolution #"/16
Approval: Chief Administrative Officer Point of Contact
Division Head, City Administration
Policy Objective /›
The City of Pickering provides services to our citizens, businesses<androther community
stakeholders. Every effort will be made to ensure we provide cost-effective, citizen-centred
service that is accessible, timely, knowledgeable, competent,,courteous\caring, and fair.
In accordance with Bill 8, the City of Pickering has a retie d'responsib ii tlii tl y to*strengthen and
clearly define our local complaint mechanisms and policies;which gives complainants a clear
path to follow when seeking resolution to an issue 1The•Ontario Ombudsman will only investigate
a complaint once local complaint processes have bee�i completed, thus members of the public
will be able to utilize the Ontario Ombudsman if they`feel1 complaints are not being heard by
the municipality.
This policy will set out standards and proce dures-to meet ourcustomer service objectives, and
will outline the process for receiving feedback and resolving iss`uesrelating to public complaints.
V
Index
01 Definitions
02 Scope and Responsibility
03 Guiding,Principles
04 Procedurere fo Submitting and'Processing a Complaint
<.
05 Training
06 Feedback
07 Accessib lii ty,Standards
01 Definitions
01.01 Accessibility Standards — Ontario regulation 429/07 created under the
Accessibility for Ontarians with Disabilities Act, 2005, (AODA) which provides for
standards to enhance the accessibility of an organization.
01.02 Bill 8 - is the Public Sector and MPP Accountability and Transparency Act,
2014. This legislation makes changes to the Ontario Ombudsman's mandate,
expanding their jurisdiction to municipalities which allows;the Ombudsman to
investigate municipal complaints.
01.03 Complaint — any expression of dissatisfaction about the action or lack of action
taken regarding operations, facilities or services'provided,by the City of
Pickering or by a person or body acting on behalf of the\City.jhe term
"dissatisfaction" is key to the definition%of a/complaint. Feedb ck of a positive or
general nature, comments on a service-or facility that do not`require a response,
or requests for service, are not complaints. Complaints imply that the
complainant is unhappy with the service received„and that they require a follow-
up in response to the issue.
01.04 Customers:
a) all staff;
b) Mayor& Members of Council;
c) other political representatives;
d) citizens d visitors to the City,of Pickering;
e) businesses; 'N\
f) volunteers and agents recognized by the City; and
g) all community stakeholders.
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01.05 Feedback,.-means,annopinion, comment, or expression of interest with respect
to a City programvor service. '--1
01.06'Ontario'Ombudsman — an official whose function is to investigate in an
independent ma nner,anyydecision or recommendation made or done or omitted
in the course•,;f'the administration of the municipality.
01.07 ,Service Level Standard — A standard defining customer service best practices.
01.08 Service-request— a service request can be received through various service
channels and shall be responded to in compliance with corporate policies and
procedu es. Service requests may be a complaint, issue, or simply a request for
service.
Policy Title: Customer Service Page 2 of 5
Policy Number: ADM 160
•
02 Scope and Responsibility
02.01 Anonymous allegations or allegations made on behalf of an unidentified third
party will not be considered or investigated, with the exception of complaints
that are an immediate threat to safety.
02.02 This Policy applies to all municipal employees.
02.03 This Policy is not meant to address:
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a) issues already addressed by legislation, or an existing Municipal by-law,
policy or procedure; y/\
b) se rvi ces o f the municipality where t h re k Iready exits as right ght of appeal or
process to complain; - yy \\
c) a decision of Council or a decision-of a Standing Committee; or
d) employee P internal em to ee com laints.
03 Guiding Principles
\c:*---'-:-..,..,_:- \\\
03.01 All complaints will be treated in a,confidential manner in order to protect the
complainant's privacy in accordance with the Municipal Freedom of Information
and Protection-of Privacy Act`1990,-�subject.to the need to disclose such
information as-mayasonably be necessary in.order to properly investigate the
matter//
03.02 Review of complaints shall be impartial and respectful to all parties involved.
\\ / --- :V
03.03 As-per the City'of Pickering's,service level standards, complaints should be
documented`and acknowledged within one business day. This includes an initial
7 response to\the complainant advising of anticipated action and timeline for
responseGiven the nature of the issue or concern, these timelines are flexible.
03.04 The City will regularly monitor and review complaints to identify issues, trends,
areas of concern', and opportunities for improvement.
\
II
04 Procedure for Submitting and Processing a Complaint
04.01 A co pt lai may be given verbally (in person or by telephone) or in writing.
Written complaints can be submitted using the City's Feedback Form available
on the City's website and in City facilities, or in another format (i.e. email,
handwritten, social media, etc.). Complaints should include:
a) the specific details of what occurred;
b) date of occurrence including time, day, month and year;
Policy Title: Customer Service Page 3 of 5
Policy Number: ADM 160
c) who was involved;
d) what outcome is being sought; and
e) contact details for the complainant.
04.02 All complaints will be forwarded to the Customer Care Centre. Complaints will
be tracked by the City's tracking system. Customer Care staff will forward the
complaint to the appropriate department for action and follow up.
04.03 Complaints received by other Departments will be handled according to the
Customer Service Policy and corresponding Standard Operating Procedures.
04.04 Customer Care staff will follow up with staff responsible on the agreed upon
follow-up date to ensure the complaint is being responded to. Once the issue
has been resolved, the complaint will be closed in the system.
04.05 Complainants shall be provided with the contact information for the Ontario
Ombudsman's Office and other options available to them in the event that they
are dissatisfied with the City's complaint process or outcome.
04.06 If any City staff are contacted by the Ontario Ombudsman's office, they must
advise the City Clerk to keep track of calls.
04.07 In order to ensure effective response timelines to citizen requests, concerns or
enquiries the service expectations have been determined for the following
categories and outlined in Appendix 1:
a) mailed or faxed correspondence;
b) email standards;
c) telephone and voicemail; and
d) complaint resolution.
04.08 Complete records will be maintained for each complaint. The records will be
maintained in accordance with the City of Pickering's Records Management By-
law.
05 Training
Customer service training is the cornerstone of our customer service program. All
employees (including full-time, part-time, term, temporary, and volunteers) receive training
on the City's customer service program. Customer service training is included in our
employee orientation sessions.
Training is based on our service level standards including:
• customer care values;
Policy Title: Customer Service Page 4 of 5
Policy Number: ADM 160
• telephone/voicemail standards;
• email standards;
• correspondence standards;
• complaint resolution; and
• accessibility standards.
06 Feedback
Customer feedback is an integral component of our service delivery program, providing
opportunities to learn and improve. We value feedback about our programs and services
and recognize the right of our citizens to make a complaint,compliment or suggestion
about our services. We are committed to using customer,feedbackto improve/enhance
our service delivery. All customer feedback is monitored by our Customer Care Centre,
tracked, and responded to. -.\\ \
07 Accessibility Standards ,/
The City will use reasonable efforts to ensure that its policies, practices and procedures
are consistent with the following principles: /
t .
07.01 The goods or services must provided in as nner that respects the dignity
and independence of persons with,disabili�ties.
07.02 The provision of'goods or se ces to per`so with disabilities and to others
must be integrated unless an alternate measure,iss necessary, whether
temporaicly•or on a permanent basis, to enable the person with a disability to
obtain, use or benefit from the goods or services.
`gyp / !-_
07.03 Persons with.disabilities_must-be.given an opportunity equal to that given to
others.to obtain, use orb efit.from'the goods or services.
\ \
0704 We will-use.reasonable efforts to ensure that the policies, procedures and
practices
practices with the following principles:
• dignity;
N
• independence;
•\integration,Jexcept when alternate measures are necessary to meet the
needs of people with disabilities; and
• equal opportunity. •
N/
Please refer to all associated Procedures and Standard Operating Procedures, if applicable, for
detailed .processes regarding this Policy.
Appendices
Appendix 1 Service Level Standard Guidelines Summary
Policy Title: Customer Service Page 5 of 5
Policy Number: ADM 160
Service Level Standard Summary
PICKERING
Service Response Timeline
TelephoneNoicemail 3 Rings
• answered within 3 rings
Call Transferring
• • remain on the line with your caller to ensure the correct
staff member is reached
• prior to releasing the call, inform the staff member of any
information you obtained. The caller will appreciate not
having to repeat the reason for their call a second time
• if the staff member is not available, ask for your customer's
permission, prior to releasing their call into voicemail
1 Business Day
• calls should be returned within one business day
Answered Live
• Directors/Division Heads and their Administrative
Assistant's must have live answer during regular business
hours
Keep Your Voicemail Greetings Current
• voicemail messages must be kept current and changed
daily at a minimum
Your voicemail should include:
• your name
• your department/division/section
• the date
• your availability
• time when calls will be returned
• a "zero" out operator option for live assistance or an
alternate contact number
Changing Voicemail Greetings and Picking Up Messages
From your phone
• press voicemail key or dial 4660
• enter security code/password
From outside the office
• call 905.420.4660 and enter *
• enter your extension number and enter#
• enter security code/password
One Team. One Vision. Infinite Possibilities.
'` Service Level Standard Summary
PICKERING
Service Level Standards Response Timeline
Summary
•
Email Standards 30 Minutes
• checked within the first 30 minutes of your arrival, checked
again when you return from lunch and a final check should
be done prior to the end of the business day
2 Business Days
• emails should be acknowledged within 2 business days of
receipt. Interim acknowledgement indicating a response
time must be sent within 2 business days, if a conclusive
response is not expected within 15 business days
15 Business Days
• for response
Out of Office Assistant
• the Out of Office Assistant should be utilized in the same
fashion, as one would do for voicemail. If you are going to
be away from the office for a period of one business day or
more, the Out of Office Assistant should include your
expected date of return and an alternate contact
Outlook - System Clean Up
• prior to vacations or extended absences, delete
outdated emails so that your mailbox doesn't fill up. If
your mailbox becomes full, you will not receive any
emails that were sent to you
•
Mailed or Faxed 15 Business Days
Correspondence • responded to within 15 business days of receipt
5 Business Days
Initial Acknowledgement
• if a conclusive response is not expected within 15 business
days of receipt, then an interim acknowledgement must be
sent within 5 business days
One Team. One Vision. Infinite Possibilities.
DICKERING Service Level Standard Summary
Service Level Standards
Summary Response Timeline
Handling Challenging Use your EAR...
Customers
Empathize Put yourself in your customer's shoes.
Show them you care
Acknowledge the importance of what your customer
is saying
Re-phrase Put the customer's needs in your own
words. This shows that you have
listened and understood their need.
It's also a chance to clarify the
situation if you have misunderstood
• prepare yourself by gathering all the relevant
information
• listen without interrupting
• monitor your body language and attitude
• pause briefly before responding, this will allow you to
gather your thoughts
• stay positive, don't take your customer's complaints
or anger personally
• if your customer is becoming hostile or aggressive,
don't be afraid to ask for help from your supervisor or
another staff member
• if you are dealing with an angry or aggressive
customer on the phone, you can terminate the call; as
long as you warn them ahead of time and give them
an opportunity to correct the offensive behaviour.
Prior to hanging up, invite your customer to call back
when they have calmed down so that you can work
together to resolve their concern
*Reminder: If documentation of an incident is required,
forms can be found on the intranet.
Have you had a challenging customer? Our door is always open. Sometimes just
taking a few moments to debrief, will let you de-stress and recharge you for the rest of the
day. We are happy to lend an ear!
One Team. One Vision. Infinite Possibilities.
•
64, ,/ Service Level Standard Summary
PlCKERING
Complaint Resolution • our best practice service expectation is that
(includes telephone, email etc.,) complainants will receive an initial response within
1 business day, and will be provided with the
anticipated action and timeframe where
appropriate. We should strive to reasonably
achieve these standards
Request for Service (tracking Within receipt of a concern/issue the resident will
system) be provided with an initial response within 1
business day. This will confirm the following:
1. you have received their information
2. arranged for it to be investigated
3. they will receive relevant updates (provide them
with a timeline for investigation and response; and
then stick to it)
Helpful Hint— Mark for follow up prior to the expected
due date to ensure the timeline can be adhered to. If
the timeline is not met, call the resident to advise of a
new timeline. They,appreciate the follow up. This will
avoid frustration on the residents' part, and will be a
time saver for you in the end, as it will not be
escalated.
•
This can be achieved easily.by running monthly
reports.
Be Pro-Active!
Calls Received in the Customer Care Centre
Calls entered on the tracking system that are received
by the Customer Care Centre staff will be processed
• using the following guidelines:
1. the call will be sent to the appropriate staff with a
• two-week follow up date, unless noted otherwise
One Team. One Vision. Infinite Possibilities.
Service Level Standard Summary
PICKERING
Service Level Standards Response Timeline
Summary
Request for Service (tracking 2.departmental/divisional staff is responsible to update
system)- continued the system to note that
a) the inspection has been conducted
b) required action to address issue and timeline for
completion
c) confirmation that the resident has been advised of
the actions that will be taken and the anticipated
timeline for completion
Issues Identified as a Potential Hazard: Issues that
are identified by the customer, as a potential hazard
should be inspected within one business day. The
course of action to address the issue should be
identified, and the resident updated as to what actions
staff will be taking and an anticipated timeline for
completion.
Timelines Not Met
If the timeline cannot be met, the resident and
interested parties must be contacted and provided with
an explanation, as well as the new timeline for
completion. This should be done one week prior to the
anticipated completion date. Reports can be generated
that will identify all outstanding issues within the
specified timeline.
Escalation Process
All calls must have an update by the agreed upon
follow up date. If the update is not recorded on the
tracking system the Supervisor/Division Head will be
copied on the 3rd request. The file will be marked for
follow up in three business days, if at that time there is
still no update, the Director will be copied on the 4th
request. At this point, Customer Care staff will be
following up daily to ensure that an update is received.
One Team. One Vision. Infinite Possibilities.
Service Level Standard Summary
BICKERING
Request for Service Closing a Call
(tracking system) - continued A call should never be closed unless all items have
been attended to and resolved. As an example — a
tree pruning call should not be closed simply because it
is on the list. It should remain open, until the tree has
been pruned.
Mayor, Members of Council & CAO Referrals
Any calls that have Council or CAO involvement should
not be closed. It is the responsibility of the Customer
Centre to do so.
Our Customer Care team is always available to discuss any service related matters, provide
tips, receive your suggestions, or offer a listening ear. The Customer Care team can be
reached at extension 4666.
Serving Our Citizens — it's what we do!
One Team. One Vision. Infinite Possibilities.