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REPORT TO COUNCIL
FROM: Gillis A. Paterson DATE: Aprii 17, 2000
Direc►or. Corporate Services & Trcusurcr
REPORT NUIIDER: CS OG-00
SUBIECT: 1999 Prc-Audit Balunces of Reserves suid Reserve Funds
RECOMMENDAT(ON:
It is recommenJat that Repon CS OG-00 of the Dircctor, Corproatc Serviccs & Treasurer bc
rcceivccl by Council for information.
ORIGIN:
Rrport submiticd annually lo Council.
AUTHORITY:
Municipal Act, R.S.O. 1990, as amcndcJ, Scclion repcalcJ and �53.
Ontario Rcgulation 438/97
FINANCIAL IMPLICATIONS:
Not applicable.
EXECUTNE SUMMARY:
This report provides specific information on cach of thc Town's reservcs and rcservc funds,
including year end balances. Compared to prior ycars the curtent year end balunces prcsent a
fuvournble trcnd of increaze rather than decline. The Finance Depa�tment will endcavour to
continue this direction to improve the overall financial position of the Town.
BACKGROUND:
Based on the preliminary 1999 cesults, we can now rcport on tha pre-audit actual uctivities within
the reserves and rese►e�� funds for 1999. Caution must be exercised in using this infomiation, as
the Town Auditors have not yet finishcd their unnual review.
T�e "purposd' and the "recommcnded muintenence Icvel" for euch rcscrvc end rcserve fund um
set out in Appendices B and C rcspxtively.
•Repott to Cow:cil CS 06-00 Date: April 17, 2000 � 5
Subjxt: 1999 Pre-Audit Halances of Ruerves and Reserve Funda Page 2
ATTACHMENTS:
1. Apprndix A Summary of Reserve and Reserve Funds
2. Appendix B Description of Reserves
3. Appendix C Description of Reserve Funds
Prepared By. APProved / Endorsed By:
_ �
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/�� Jim Tomlinson, Gillis A. Paterson, —
Deputy Trensurer Director, Co�porate Services & Treasurer
GP:vw
Attachments
Recommended for the consideration of Pickering
Ciry Council
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APPENDIX A
SUMMARY
TOWN OF PICKERING
SUMMARY OF RESERVE AND RESERVE FUND PRE-AUDIT ACTUA.LS
DECEMBER 31,1999
Pre-Audit Actuals
Apoendl: B Summarv of Reserves
4610/4617 Working FundsNucation Pny
4GI1 ReplucementofCnpitnl
Equipment
4612 Contingencies
4613/4614 Selflnsurunce/Inventories •
4618 ReskiUing
4619 Rnte Stablilimlion
1999
S 841,350
2,521,806
1,381,295
713,080
0
2 9. 81.233
8 4 8 64
ctuals
1998 1997
S 841,350 S 841,350
1,829,G10 175,914
786,319 2G4,319
579,123 452,207
0 83,900
9 81 0
G 0 0 2 9 1 81 G90
1996
S Sd1,350
1,453,I25
194,440
458,954
83,900
0
3 0 I 769
endix C Summarv of Reserve 1999 1998 1997 1996
Fuods
4225 Cammunity Facilitics S 219,209 5 773,483 S 447,280 $ 1,404,317
4227/4229 DcvelopmentCharges G,744,60J 5,874,293 G,145,G52 S,O1G,146
4228 Capitul Works 82G,082 G13,4G4 403,758 1,342,783
4230 Parkland 4,242,340 5,778,228 4,IG1,322 4,690,984
4232 Public Works 1.194.655 1.185.153 096 5 6 I.183.448
2J 3. 26.889 4 224 62 2 254 S I G3 678
Totai Reserve and Reserve Funds � �� S16•669•447
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APPENDIX B
RESERVE FOR WORKING FUNDSNACATION PAY G/L 4610/4617
Actual Balonce December 31,1998 S841,350
1999TrAnsacNons
Trrnsfers into the Resrne
Working Funds 0
Vacation Pay �
TrnnsCers out of the Resme �
Pre-Audit Actual Balance December 31,1999
Working Funds 5400,000
Vacation Pny 4 35� S 1�.15�
1. Puroose of the Reserves:
Thc reserve for workine funds is used to provide operating cash to nssisi in avoiding short
term interest cxpcnses incurred on operntions during the first months of the yeaz prior to
tux billing.
Thc re`,crvc for vacation � has becn established to cnsurc thnt thc cost of vacation pay
eam�.�, but not taken, is correctly aliocated to Ihe taxpayers of that yeaz and the Council
of that period.
2. Recommended Maintenance Levels of t6e Re�erves:
Reserve for Working Funds - it is recommended as a"rule-uf-thumb" that this rescrve not
excced I% of total revenues. The prescnt balance approximntes that amount.
Reserve for Vacntion Pav - This reserve should bc equal to the vacation pay enmed, but
not taken in any given year. My difference would be taken into consideration in the next
year's budget.
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APPENDIX B (Page 2)
RESERVE FOR REPLACEMENT OF CAPITAL EQUIPMENT G/L 4611
Actupl Balaace December 31,1998
1999 TrAnsactions
TransCe�s into the Reserve
• 1999 Budget
General Govemmrnt Provisions
Vnrious Recreation Revonues
Sub-towl
Trunsfers out of lhe Reserve
1999 Cont. to Genernl Fund
- Provincial Tmnsit Capitel Assisinnce
Pre�Audit Actual Balance - December 31,1999
S I,829,610
a�,ia�,000
0 962 _1•245•9G2
53,075,572
5 G6
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1. Puroose oi thls Re�erve:
The purpose of this reserve is to eliminntc the nced to Icvy for the full cost of major
equipmcnt in the ycar of ncquisition. Thc rescrvc acts as a stabilization factor and helps
to avoid both mill rnte tluctuntions and thc issuance of long tertn debt or other means of
finuncing.
2. Recommended M1isintenance Levels of thts Reserve:
7'his reserve should bc kcpt at n Icvel which is equivalent to the replacemcnt cost of the
susets far which thcy were cstablished. 'fhe reserve has Ouctuated from the low as at
December 3t, 1997 of S175,914 to a high of $2.52 million at thc end of 1999 No
additional provision hns been provided for in the curtent budget but this account
continues to be underfunded. Major additional contributions will be required in future
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APPENDIX B (Page 3)
RESERVE FOR CONTINCENCIES G/L 4612
Actuol Balance December 31,1998 5786,319
1999 TransacHoos
Trensfers into the Reserve
1999 Budget
- General Govemment - Election Provision 55,000
-AssessmentAppeals 321,386
- Westem Branch Books 50,000
-StormDumageGranl 31I•I67 737.553
Sub-towl 1,523,872
Transfers out of the Reserve
1999 Cont to Gencml Fund
- Assessment Appeals
(142,577)
Pre-Audtt Actual Balaace- December 31,1999 �
1. Puroose of this Reserve:
Like the cnpital equipmcnt rcplacement rcservc, this rescrve acls in n tax sinbilizntion
capacity. It was cstablishcd in nnticipatio» of unknown, unusual or extreordinary
expcnditures which occur from time to timc.
2. Recommended Malntenance Levels of this Reserve:
Stuff continue to monitor the balance of this rescrve and thc need for long tertn
contributions required.. •
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APPENDIX B (Page 4)
� RESERVE FOR SELF INSURANCE/INVENTORY C/L 4613/4614
Actual Balance December31,1998 5 579,123
1999 TransacHons
Transfers into the Reserve
- Inventory Adjustment 42,294
- Insurnnce Premiums Under Budget Provisions 66 133'957
713,080
Tmnsfers out of the Reservc — Invrntory Adjustment p
Pre-AuditActual Balance—Decem6er31,1999 S Qg
(7'ransfers bazed o:i actuals at year rnJ)
1. Puroose of fhfs Reserve�:
Rescrvc for self•insurancc
This reservc was established as a fortn of assct protection. Specifically, it is to cover
insurance claims resulting from the increaze in deductible levcls to reduce insurance
premiums. Significant savings can be rcalized through reduced premium costs nnd stafC
nnalyie the costslbenefits of such actions on an annual basis.
Reserva for Invcntorv
This rcserve has becn establishcd to ensurc that the cost of revolving inventories is
corrcctly allocatcd to the taxpayers of that year and the Council of that period.
2. Recommended Matntenance I.evels of this Reserve•
Reserve for self insurance
This reserve should bc maintuined at a level to ensurc that the funding is ndequatc to mcet
actuarinl liabilities. This situation is analyied by staffon a regular basis.
Reserve for Inventorv
The maintenance level required is explained in the Description of the putpose for this
reserve.
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RESERVE FOR RATE STABILIZATION G/L 4619
Actual Balance December 31,1998 SI,786,233
1999 TransACdoos
Transfers into the Reserve 1,195,000
-1999 Provision
Transfers out of ihe Reserve
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Prc-Audit Actuai Balance — December 31,1999 2�1 �
1. Puruose of this Reserve:
The purpose of this reserve is to oct ns u mill rate stubilization factor for nnnual current
budget funding.
2. Recommended M1taiotenance Levels of this Reserve:
The ievel of this reserve will continue to be monitorcd.
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APP�IVDIX C
A�TAdN4B�TM�_TO REPQRT #�'$' p6-.�
RESERVE FUND FOR COMM�JNITY FACILITdES G/L 4225
Actual Balnnce December 3/,1998 S 773,483
1999 TransacHons
Transfers into the Reserve
Interest Eamed 26,238
Contribution Gom General Fund 163.793
• S 963,514
Transfers out of the Resrne
1999 CapiwlBudgetFunding
2127 - Finance
2196 -Infortnatian Services
2321 - Extemul Subdivision
2731 - Rec Complax
2950 - Y2K
Pre-Audll Actual Balance- December 31,1999
S(15,000)
(388,183)
( 84,353)
(80,000)
(176.7691
75 ( 44•3051
S l�fl$
1. Pur ose of this Reservs: '
This is a"discretionary" rescrve fund cstublishcd by Council to attempt to avoid both tnx
rate Fluctuations and thc nccd for issuing long tertn dcbt for mujor expenditures required
for community facilities.
2. Recommended M1tatntenaoce I.evels of this Reserve:
As can bc seen Gom the summary provided in Appendix A- the balances of this fund
hnve fluctuated Gom thc 1999 year low of 5219 thousand to the high in 1994 of SS.I
million. Additional amounts must be allocated to this fund.
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APPENDiX C (Page 2)
RESERVE FUND FOR DEVELOPMENT CHARGES G/L 4227/4229
Actual Balance December 31,1998 55,874,293
1999 Traasactians
Trnnsfers into the Rourve
Intercst Eamcd 281,4G9
Net Developer Contributions 2_ ,552•009
8,707,771
TransCers out of the Reserve
Trnnsfer to Grnerul Fund
Trnnsfer to Copital Fund
2240 — Fire
2321— Roads - Extemai Subclivision
2350 — Trnnsit
2718 — Parks - Acquisitinn
- Development
2410 — Storm Sewers
2745 — Libruries — Materials
2610 — Plnnning — Studics
Pre-Audit Actual Balaoce - December 31,1999
(163,793)
$(120,949)
(19G,822)
(48,261)
(9,867)
(1,161,737)
(120,000)
(130,000)
1739 (1,799,375)
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1. P_pr ose of this Reserve:
This is a"obligatory" reserve fund and as such is govemed by Iegislation regulatian or
agrcement und requires revenue rcceived for the special purposes to bc segreguted from
the general revenues of the municipality. Obligatory reservc funds must be crcated
whenevcr u statute requircs revcnuc reccivcd for a specinl purpose to be segregated from
the general revenucs of the municipality and ►he rcvenue is to be used solely for the
purposa prescribed by statute, i.c. in this casc the monies charged to developers must be
held in trust and used to fund capital services required for new growth.
2. Recommended Matntenance Levels of this Reserve:
In accordance with developmrnt chazge legislation, all development charge ravcnue must
be hcld within separate reserve funds and can only be used for the financing of growth-
relatcd projects. As such, no reserve fund limits are appropriate for development charge
reserve funds because they are tied to growth-related capital requiroments.
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APPENDIX C (Page 3)
RESERVE FUND FOR CAPITAL WORKS G/L 4228
Actual Haiance December 31,1998 $GI3,4G4
1999 TransncNons
Transfers inlo the Raserve
[nterest Enmed 5 23,927
Develaper Contributions (rofund) S(13,990)
Contribution from Grneral Fund $202.681 212,GI8
Trnnsfers out of thc Reserve 0
Pre-Audit Actual Balance - December 31,1999 S 5$� .4&2
1. Puroose of thi� Re�erve:
This Fund is a"discretionar�' onc und is cstablished pursuant to subsection 163.(2) of the
Municipal Act for specificd purposes by Council �eluteJ to the acquisiliun of nssets.
2. Recommended Mafntenance Leveis of thfs Reserve Fund:
1'his rescrvc fund has its lowcst bnlnnce nt thc end of 1997 of $404 thousand, with the
highest balnnce in thc last 4 years being $1.495 million nt the end of 1995. The level of
this mservc will continuc to be monitoreJ.
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APPENDIX C (Page 4)
RESERVE FUND FOR PARKLAND G/L 4230
Actual Balance December 31,1998
1999 Transactions
Trnns&rs into the Resrne
Interest Eamed
Recreational L,cnd (cash-in-lieu)
Trnnskrs out of the Reservo
Tronsfer to Cepiwl Fund
2132 —Town Property — Trackless Tmctor
2718 —Purks — Purchase Bcnchpoint Promennde
— Woodsmer : Purk
— Wutcrfront Trail
— Front Street Pazk
— Millennium Trail
— Purohase — Abe Property
— Buckhce
— Gang Mower
— Pluyground Equipment & Misc
Park Devclopmcnt
2744 —Muscum — Schoolhouse Rcstoration
Pr�Audit Actual Halancc - December 31,1999
55,778,228
260,904
148.803
6,187,935
$(72,458)
(247,500)
(80,750)
(600,000)
(100,000)
(400,000)
(127,733)
(85,176)
(90,978)
(9ti,000)
45 000 (1.945.5951
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1. Puraose of this Reserve Fund:
This is an "obligator�' rescrve fund and it has been established pursuant to subscction
163.(2) of the Municipal Act as required by subsections 42.(1), (5), (G), (7), (8) and (9) of
the Planning Act. This fund is govemed by legislation, regulation or agreement and
requires revenues received for the special purposes to be segregated from the general
revenues of the municipality. Obligalory reserve funds must be created whenever n
statute requirea revenues for a special purpose to be scgregated from tha general revenues
of the municipality and the revem�e is to be uscd solely forthe purpose prescribed by
statute. �
2. Recommended Matnteaance Levels of this Reserve Fund:
Due to the obligatory neture of this fund, lhere are no limits on lhis fund.
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APPENDIX C (Page 5)
RESERVE FUND FOR PUBLIC WORKS G/L 4232
Actual Balance December 31,1998 51,185,153
1999 Transaclions
Trnnsfers into the Reserve � �Z
Interesl Eumcd � Z g
Developer Contri�utions $1,242,636
Tcansfers out of the Reserve
TransCer to Capitel Fund �47 981�
2321— Extemall Subdivision Worls — Woodview
Pre-Audit Actual Balance - December 31,1999 $1.194.655
1, Puroose of this Reserve Fund:
This fund has been estnblished by Council pursunnt to subsection 1G3.(2) of the
Municipal Act and is n"discrctionary" reserve fund. The pu�posc of the reserve funds is
to acquire 6xcd assets, e.g. stortn sewers, without thc need to Cund on a long tertn nnture
through the issue of debcntures.
2. Recommended Mainteoance Levels of this Reserve Fund:
The "averoge" annual balancc of this fund ovcr the last four years has been approximately
$t.25 million. This reserve should be kept at least at this level in the future. Staff will
periodically rcvicw the necd for this level with thc requirements contained in the capital
budgets nnd four yeaz progam and report eny different findings to Council.
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